PALEOENVIRONMENT. THE STONE AGE
It was long believed that Siberia with its harsh environment and climate had been peopled by humans rather late, and that the culture of early Siberian hominins was primitive. Wide-ranging discoveries of the last 3–4 decades, carried out by archaeologists of Siberia, especially those from the Institute of Archaeology and Ethnography SB RAS in Novosibirsk, with the participation of experts in other disciplines such as geology, geochronology, paleontology, paleobotany, genetics, etc., indicate very early dates of the initial peopling of Siberia and a new taxon, H. s. altaiensis, which is associated with one of the most interesting cultures in Eurasia and, along with the earliest anatomically modern African humans, H. s. neanderthaliensis, and H. s. orientalensis, had participated in the origins of anatomically modern H. s. sapiens.
The article presents the results of multidisciplinary studies of the Early Middle Paleolithic assemblages from the lower part of the Denisova Cave Pleistocene sequence in the East Chamber and the Main Chamber of the cave. Data on geochronology, small and large vertebrate fauna, palynology, stratigraphy and micromorphology of sediments containing the earliest archaeological fi nds at the site, as well as on petrography, traceology and archaeozoology are presented. We des cribe human fossils and aDNA studies based on them. These materials demonstrate that the fi rst inhabitants of the cave and those associated with the Early Middle Paleolithic traditions were Denisovans. On the basis of the collection, which includes over 35,000 artifacts, the technology and typology of the Denisova industry are reconstructed. We focus on the comparison of the Denisova Early Middle Paleolithic with chronologically closest industries of North and Central Asia. The most similar industry is the Acheulo-Yabrudian of the Near East. Parallels concern primary reduction techniques and tool types. A hypothesis explaining the appearance of Middle Paleolithic traditions in Southern Siberia is proposed. We demonstrate continuity in the evolution of the lithic industries of Denisova up to the autochthonous emergence of the Upper Paleolithic ca 50,000 years ago.
This paper integrates the results of studies relating to the Upper Paleolithic of the Yenisey, collating traditional ideas with fi ndings made in the latest decades. Excavations on the Upper and Middle Yenisey are being carried out by several research teams. Sites representing the hitherto little known Early Upper Paleolithic (Yasnoye I, Afontova Gora II-Sklon) have been discovered, but so far the fi ndings do not suffi ce for their cultural attribution. The key site for that period in the region remains Malaya Syia, for which a series of new dates ranging between 34–29 ka has been generated. Traditions revealed there continued at a later site, Sabanikha. The Middle Upper Paleolithic is characterized by the prevalence of various blade industries, which in most cases cannot be separated into clear-cut groups resembling archaeological cultures. Certain industries are archaic, with Mousterian-like lithic assemblages and elaborate bone and tusk processing (Kurtak IV). During the later phase of the Pleistocene, along with cultures such as the Afontova and Kokorevo, blade industries survived, continuing traditions of the preceding stage (Golubaya I, Maltat, Konzhul). A peculiar variant of the Upper Paleolithic has been identifi ed, combining features of both cultures and a series of foliated bifaces (Kuibyshevo II). Discussions are ongoing around the effect of various factors on the cultural differentiation, including the relationship between the Afontova and Kokorevo cultures.
The study focuses on the analysis of Middle Neolithic burial complexes of the Baikal-Yenisey Siberia. Based on a series of reliable radiocarbon dates, their age lies within the range of 6190–5900 cal BP. It partly corresponds to the end of the hiatus in the mortuary traditions of Cis-Baikal. Features of the burial rite and funerary offerings are analyzed and compared with those of neighboring territories. One of the most frequent images in the art of the Middle Neolithic Baikal-Yenisey Siberia is that of the waterfowl, rendered as fi gurines. The common grave goods are leaf-shaped stone arrowheads, shell beads, and pendants made of animal bones and teeth. The funerary rite included the use of fi re and reddish mineral pigment, as well as disrupting the anatomical integrity of the skeletons, possibly due to partial burial (the data are tentative). Most burials of the late stage of the hiatus are evidently those of hunter-gatherers manufacturing the Ust-Belaya ceramics, which were found in certain burials. A bone arrowhead with a biconical point and fi gurines representing waterfowl suggest cultural ties with the Urals and Western Siberia; but their nature has yet to be clarifi ed, which requires large-scale AMS-dating and paleogenetic analysis.
THE METAL AGES AND MEDIEVAL PERIOD
On the basis of the current knowledge, key archaeological discoveries made in Siberia and the Russian Far East over the three centuries, and spanning the interval from the Neolithic to the Early Iron Age, are assessed. Principal scholars and their works are listed. Rescue excavations have made it possible to construct archaeological typologies and to model historical and cultural processes. D.G. Messerschmidt’s role as the discoverer of the Early Iron Age of Khakassia and of the Tom rock art site is described. Later, this rock art site was thoroughly studied by A.P. Okladnikov and A.I. Martynov. Achievements of the 20th century continued those of the 18th and 19th centuries. On the basis of typologies elaborated by S.A. Teploukhov for Khakassia, similar cultural and chronological models for neighboring areas of Western Siberia were constructed. A.P. Okladnikov’s typology for the Cis-Baikal Neolithic and Bronze Age were elaborated by his colleagues and students. The earliest stages of the Amur Neolithic with the most ancient ceramics in Northern Asia, dating to 16,780–14,200 cal BC, were described. E.N. Chernykh’s and S.V. Kuzminykh’s theory of SeimaTurbino—a transcultural phenomenon of key importance for the Eurasian Bronze Age—is outlined. While its basic features are better known today, their theory has retained its relevance. With regard to the Early Iron Age, the major excavations concerned mounds such as Arzhan-1, Arzhan-2, and Chinge-Teya-1 in Tuva. In the Altai Mountains, likewise outstanding Pazyryk kurgans (600–200 BC) were excavated. An entirely new stage in Scythian age archaeology was marked by N.V. Polosmak’s excavations of “frozen”, undisturbed burials of middle-ranking and low-ranking Pazyryk people on the Ukok Plateau. Similar burials were excavated by Z. Samashev and H.P. Francfort on the western slopes of the Altai. Pazyryk chronology was elaborated owing to the use of the tree-ring analysis.
The study addresses modern methods of absolute dating of rock art. We review prospective approaches to dating petroglyphs under various conditions: AMS, OSL, uranium-thorium, and cosmogenic isotope. Not so much methods per se are discussed as principles of their application to certain reliably dated rock art sites of various periods in Europe, Asia, America, and Australia. Examples of satisfactory outcomes in international practice are cited alongside our assessment of prospects and limitations to be considered with regard to the method of dating the earliest petroglyphs and rock paintings in the Khakass-Minusinsk Basin. The review suggests that the basic conditions for the use of the uranium-thorium method are not met, the AMS method requires a preliminary analysis of the context, whereas OSL and cosmogenic isotope method are the most prospective.
This study shows that bronze artifacts typical of the Siba culture (Gansu, China), such as cast convex plaques with loops, open-gap hook earrings with trumpet-shaped ends, and lamellar stemmed daggers, are similar to those from burials of the Late Krotovo (Cherno-Ozerye) and Andronovo (Fedorovo) cultures in Western Siberia, while the socketed celt-adze from the Ganguya cemetery is paralleled by those from Late Krotovo, Alakul, and Srubnaya complexes. Open rings with two opposed cast trumpet-shaped ends, open-gap hook earrings with trumpet-shaped ends, and cast convex plaques with loops, as well as stemless lamellar bronze knives with triangular section along the entire length, synchronize Siba with the cultures such as Munkh-Khairkhan, Late Qijia, Lower Xiajiadian, and Late Glazkovo. Therefore, radiocarbon dates of the Siba culture are confi rmed, suggesting that it falls within the 1800–1400 BC interval. If so, Siba bronze knives with curved spines and I-beam-shaped section of handles, as well as cast convex plaques with loops, can be considered prototypes of Late Bronze Age types of the Karasuk and Irmen cultures. Populations of western China preserved earlier (Seima-Turbino?) traditions of metallurgy, having infl uenced the culture of the mountain-steppe zone of Northern Eurasia in the last third of the 2nd millenium BC.
This article presents a current perspective on the historical and cultural development of the population in the foreststeppe zone of the Ob-Irtysh interfl uve in the Stone and Bronze Ages, using various methods of the natural and exact sciences, as well as archaeological fi ndings from adjacent parts of the Ob and Irtysh basins. A geographic description of the region is given. The history of excavations in the region is outlined beginning from the 19th century to the present. A considerable amount of new materials has been accumulated, providing the basis for historical and cultural reconstructions. The study spans the period from the Upper Paleolithic through to the Late Middle Ages and the recent centuries. The initial peopling of the Baraba forest-steppe occurred 18 thousand years ago. Cultures of the Early and Late Neolithic, Early, Middle and Late Bronze Ages, and the transition to the Early Iron Age are listed. All periods have a reliable timescale. The archaeological potential of the region provides a basis for further elaborations of this model.
Archaeological fi ndings suggest that the Pazyryk burial chambers made from larch logs replicated dwellings, being a key symbol of culture. Log structures were built on both winter and summer pastures. Parts of them were placed in graves as substitutes for entire houses. Their inner structure corresponded to that of the house. All artifacts in the graves had been used in everyday life, being intrinsically related to the owners’ earthly existence. Felt artifacts functioned in the same way in elite burials and in those of the ordinary community members, although their quality was different. Felt carpets decorating the walls of the Pazyryk leaders’ houses were true works of art, while those found in ordinary burials were simple and rather crude. The typical form of the late 7th–3rd century BC wooden burial chambers in the Altai-Sayan was pyramidal. In the Southern Altai, this form survived until the 1800s–early 1900s in Telengit aboveground burial structures.
This study focuses on the drawings of items collected during D.G. Messerschmidt’s fi rst multidisciplinary expedition to Siberia in 1719–1727. Pictures of the artifacts have been preserved among the documents held by the Academy of Sciences Archive in the personal papers of the traveler, which includes his fi eld journals, the appendices of his reports to the Pharmaceutical (Medical) Registry, and a large handwritten treatise “Sibiria Perlustrata” (1727), outlining the expedition’s fi ndings. In 1728, Messerschmidt’s archaeological collection was included as part of Peter the Great’s Siberian Collection, exhibited at the Kunstkamera. Watercolor and pencil drawings and engravings depicting the exhibits are identifi ed. Handwritten descriptions and drawings of the items have made it possible to a certain extent to reconstruct the fi rst encyclopedist’s Siberian archaeological collection, which perished during the 1747 fi re at the Kunstkamera. As Messerschmidt’s graphic works demonstrate, he documented items spanning the time from the Bronze Age to the Late Middle Ages and covering the territory from the Urals to the Trans-Baikal region, including things imported from Western Europe, China, and Central Asia. Also, he collected archaeological items representing virtually all cultures of the Minusinsk Basin. It is concluded that in the fi rst third of the 18th century, Messerschmidt’s collection was the world’s largest and most representative assemblage of artifacts from northeastern Eurasia.
Based on the most recent excavation fi ndings, this article discusses a disputable group of burials, previously believed to represent the Bainov stage of the Tagar culture (900–700 BC) in the Minusinsk Basin. Analysis of these burials unambiguously supports I.P. Lazaretov’s idea that they fall into two independent and unrelated groups. One of them continues Late Bronze Age traditions, whereas the other demonstrates new features exclusively associated with the Tagar culture. Most complexes of the Bainov type represent the fi nal stage in the evolution of Late Bronze Age traditions. This is evidenced by various categories of grave goods, features of burial structures, and the funerary rite. These burials can be attributed to stage IV of the Late Bronze Age in the Minusinsk Basin. The second, smaller group reveals entirely new features, typical of the Podgornoye stage of the Tagar culture. These include novel structural features in kurgan architecture, different female funerary attire, and the custom of placing weapons in graves. This attests to the arrival of a new population group with its own traditions, resulting in the emergence of a Scythian type culture on the Middle Yenisey. These burials should be attributed to the beginning of the Podgornoye stage of the Tagar culture. Hopefully, future studies will help to separate out a special late group of Bainov burials, contemporaneous with the early Podgornoye kurgans. Currently, it is possible to discern certain features suggesting that this population took part in the origin of the Tagar culture.
We describe a large fragment of fabric from the under-headdress excavated from mound 51 at Yaloman II—a site on a high terrace near the place where the Bolshoy Yaloman fl ows into the Katun, Central Altai. Various criteria, including radiocarbon analysis, suggest that the burial dates to the Xiongnu Age (200 BC to 100 AD). The structure of the textile was assessed microscopically. On the basis of morphological criteria, the fi bers were identifi ed as silk. The fabric is described according to the accepted international standards. Results attest to the use of a treadle loom for producing polychrome silk fabric, from which the early nomads sewed a headdress in the form of a cap or bonnet. Such a prestigious material was produced in limited quantities in China to decorate details of clothing worn by the elite. Decorative silk items could have been imported from there to the Altai as gifts received by the leader of the nomadic Xiongnu Empire in Inner Asia. The Altai was part of this empire, as demonstrated by the entire assemblage of funerary items from Yaloman II.
The Khakass-Minusinsk Basin is archaeologically one of the best studied regions of Russia. Bronze artifacts from the pre-Scythian and Scythian epoch from that area are famous worldwide. However, iron production appears rather late there. From 2009 to 2018, a joint Russian-Japanese expedition excavated several sites documenting the earliest iron manufacture in the Khakass-Minusinsk Basin. On the basis of these excavations and experiments, metallurgical technology was reconstructed. The results suggest an evolutionary model of metal production in the Khakass-Minusinsk Basin during the Xiongnu-Sarmatian period. Three types of iron-smelting furnaces are described, structurally differing in terms of air-blasting and slag removal. The conclusion is made that the initial iron production technology had been borrowed, and later evolved in situ.
We describe two metal vessels, procured by looters and offered to D.G. Messerschmidt, who in 1722 traveled across southern Krasnoyarsk Territory. A bronze cup, judging by a description in researcher’s journal and by the accompanying drawing, resembled Old Turkic specimens. However, the hunting scene engraved on its body suggests Chinese provenance. A silver vessel from the vestry of Fort Karaulny church is peculiar to 7th–10th century Sogdian toreutics. It evidently belongs to a group of vessels with polygonal bodies, specifi cally to type 1—octagonal. Having been manufactured in Sogd, polygonal vessels were exported to China. Chinese jewelers copied the form of “wine cups” and adorned them with traditional fl oral designs and various scenes. An octagonal silver cup with an Uyghur inscription, found in 1964 in a kurgan at a medieval cemetery Nad Polyanoi, was likewise manufactured by Tang artisans. Other polygonal silver cups are listed—heptagonal and sexagonal. It is concluded that vessels made of precious metals testify to stable trade relations that emerged in 700–1100 and connected Siberia with Sogd and the Tang Empire.
In the 13th and 14th centuries, there was a custom of placing parts of a ram/sheep carcass in the grave as an offering in the Baikal region. Materials from three areas, which were then parts of the Mongol Empire, are described: southeastern Trans-Baikal, northern Khövsgöl, and southern Angara. Graves are described with a focus on sheep bones, their composition, and location in the grave. In the southern Trans-Baikal, the shank was usually placed near the buried person’s head. Scapulae and vertebrae are much less frequent than shank bones. The latter are most often found under the human pelvic bones or under the upper femur. In the Khövsgöl area, a ram’s shank was placed near the deceased person’s arm or leg. On the Angara, a ram’s head—or the entire dorsal part—was placed near the deceased’s legs. In the Sayantui type burials, located south of Lake Baikal and representing the Mongols’ funerary tradition of the imperial period, the most common offering was a ram’s shank, placed upright. Elsewhere in the Baikal region, other ways of arranging parts of a ram carcass are observed, apparently because of the absence of the Mongol population and its elite in those areas.